SEC Form 5 · accession 0001140361-15-007007

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

William J Nassetta

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	93	A	—	—	Common Stock	93	4,205	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	0	A	—	—	Common Stock	0	4,205	D
Deferred Stock Unit^F1	—	May 1, 2013	A	304	A	—	—	Common Stock	304	4,509	D
Deferred Stock Unit^F1	—	Jun 4, 2013	A	182	A	—	—	Common Stock	182	4,692	D
Deferred Stock Unit^F1	—	Jul 1, 2013	A	133	A	—	—	Common Stock	133	4,825	D
Deferred Stock Unit^F1	—	Aug 5, 2013	A	166	A	—	—	Common Stock	166	4,991	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	3	A	—	—	Common Stock	3	4,995	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	75	A	—	—	Common Stock	75	5,069	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	196	A	—	—	Common Stock	196	5,266	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	210	A	—	—	Common Stock	210	5,476	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	5	A	—	—	Common Stock	5	5,481	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	118	A	—	—	Common Stock	118	5,599	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	150	A	—	—	Common Stock	150	5,748	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	266	A	—	—	Common Stock	266	6,014	D
Deferred Stock Unit^F1	—	Feb 4, 2014	A	119	A	—	—	Common Stock	119	6,133	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	212	A	—	—	Common Stock	212	6,346	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	323	A	—	—	Common Stock	323	6,669	D
Deferred Stock Unit^F1	—	May 1, 2014	A	359	A	—	—	Common Stock	359	7,028	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	35	A	—	—	Common Stock	35	7,063	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	840	A	—	—	Common Stock	840	7,903	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	390	A	—	—	Common Stock	390	8,292	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	37	A	—	—	Common Stock	37	8,330	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	405	A	—	—	Common Stock	405	8,735	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	586	A	—	—	Common Stock	586	9,320	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	423	A	—	—	Common Stock	423	9,743	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	731	A	—	—	Common Stock	731	10,474	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	56	A	—	—	Common Stock	56	10,529	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	496	A	—	—	Common Stock	496	11,026	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	359	A	—	—	Common Stock	359	11,385	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.