SEC Form 5 · accession 0001140361-15-006992

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

J Hamilton Lambert

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	93	A	—	—	Common Stock	93	41,037	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	0	A	—	—	Common Stock	0	41,037	D
Deferred Stock Unit^F1	—	May 1, 2013	A	880	A	—	—	Common Stock	880	41,917	D
Deferred Stock Unit^F1	—	Jun 4, 2013	A	133	A	—	—	Common Stock	133	42,049	D
Deferred Stock Unit^F1	—	Jul 1, 2013	A	83	A	—	—	Common Stock	83	42,133	D
Deferred Stock Unit^F1	—	Aug 5, 2013	A	166	A	—	—	Common Stock	166	42,299	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	5	A	—	—	Common Stock	5	42,304	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	269	A	—	—	Common Stock	269	42,573	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	211	A	—	—	Common Stock	211	42,784	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	225	A	—	—	Common Stock	225	43,010	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	7	A	—	—	Common Stock	7	43,017	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	118	A	—	—	Common Stock	118	43,135	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	68	A	—	—	Common Stock	68	43,203	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	558	A	—	—	Common Stock	558	42,675	D
Deferred Stock Unit^F1	—	Feb 4, 2014	A	179	A	—	—	Common Stock	179	42,854	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	637	A	—	—	Common Stock	637	43,491	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	606	A	—	—	Common Stock	606	44,097	D
Deferred Stock Unit^F1	—	May 1, 2014	A	1,497	A	—	—	Common Stock	1,497	45,594	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	225	A	—	—	Common Stock	225	45,819	D
Deferred Stock Unit^F1	—	May 27, 2014	A	447	A	—	—	Common Stock	447	46,266	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	840	A	—	—	Common Stock	840	47,106	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	246	A	—	—	Common Stock	246	47,352	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	213	A	—	—	Common Stock	213	47,565	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	405	A	—	—	Common Stock	405	47,970	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	397	A	—	—	Common Stock	397	48,367	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	467	A	—	—	Common Stock	467	48,834	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	731	A	—	—	Common Stock	731	49,565	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	264	A	—	—	Common Stock	264	49,829	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	1,013	A	—	—	Common Stock	1,013	50,842	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	397	A	—	—	Common Stock	397	51,239	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.