SEC Form 5 · accession 0001140361-15-006987

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael A Garcia

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	129	A	—	—	Common Stock	129	39,419	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	1	A	—	—	Common Stock	1	39,420	D
Deferred Stock Unit^F1	—	May 1, 2013	A	347	A	—	—	Common Stock	347	39,766	D
Deferred Stock Unit^F1	—	Jun 4, 2013	A	298	A	—	—	Common Stock	298	40,065	D
Deferred Stock Unit^F1	—	Jul 1, 2013	A	250	A	—	—	Common Stock	250	40,315	D
Deferred Stock Unit^F2,F1	—	Aug 5, 2013	A	131	A	—	—	Common Stock	131	40,445	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	4	A	—	—	Common Stock	4	40,450	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	179	A	—	—	Common Stock	179	40,629	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	256	A	—	—	Common Stock	256	40,886	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	225	A	—	—	Common Stock	225	41,111	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	7	A	—	—	Common Stock	7	41,117	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	118	A	—	—	Common Stock	118	41,235	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	150	A	—	—	Common Stock	150	41,385	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	555	A	—	—	Common Stock	555	41,940	D
Deferred Stock Unit^F1	—	Feb 4, 2014	A	179	A	—	—	Common Stock	179	42,119	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	764	A	—	—	Common Stock	764	42,883	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	485	A	—	—	Common Stock	485	43,368	D
Deferred Stock Unit^F1	—	May 1, 2014	A	539	A	—	—	Common Stock	539	43,907	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	217	A	—	—	Common Stock	217	44,124	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	840	A	—	—	Common Stock	840	44,964	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	718	A	—	—	Common Stock	718	45,682	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	205	A	—	—	Common Stock	205	45,887	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	746	A	—	—	Common Stock	746	46,632	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	586	A	—	—	Common Stock	586	47,218	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	623	A	—	—	Common Stock	623	47,841	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	415	A	—	—	Common Stock	415	48,256	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	257	A	—	—	Common Stock	257	48,512	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	868	A	—	—	Common Stock	868	49,381	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	662	A	—	—	Common Stock	662	50,042	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.