SEC Form 5 · accession 0001140361-15-006979

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sidney O Dewberry

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	93	A	—	—	Common Stock	93	33,382	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	0	A	—	—	Common Stock	0	33,383	D
Deferred Stock Unit^F1	—	May 1, 2013	A	296	A	—	—	Common Stock	296	33,679	D
Deferred Stock Unit^F1	—	Jun 4, 2014	A	199	A	—	—	Common Stock	199	33,878	D
Deferred Stock Unit^F1	—	Jul 1, 2013	A	200	A	—	—	Common Stock	200	34,077	D
Deferred Stock Unit^F1	—	Aug 5, 2013	A	136	A	—	—	Common Stock	136	34,214	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	3	A	—	—	Common Stock	3	34,217	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	135	A	—	—	Common Stock	135	34,352	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	211	A	—	—	Common Stock	211	34,563	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	135	A	—	—	Common Stock	135	34,698	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	5	A	—	—	Common Stock	5	34,703	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	74	A	—	—	Common Stock	74	34,777	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	68	A	—	—	Common Stock	68	34,845	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	434	A	—	—	Common Stock	434	35,279	D
Deferred Stock Unit^F1	—	Feb 4, 2014	A	134	A	—	—	Common Stock	134	35,413	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	637	A	—	—	Common Stock	637	36,050	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	363	A	—	—	Common Stock	363	36,414	D
Deferred Stock Unit^F1	—	May 1, 2014	A	404	A	—	—	Common Stock	404	36,818	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	182	A	—	—	Common Stock	182	37,000	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	689	A	—	—	Common Stock	689	37,689	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	574	A	—	—	Common Stock	574	38,263	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	172	A	—	—	Common Stock	172	38,435	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	597	A	—	—	Common Stock	597	39,032	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	439	A	—	—	Common Stock	439	39,471	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	467	A	—	—	Common Stock	467	39,938	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	593	A	—	—	Common Stock	593	40,531	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	215	A	—	—	Common Stock	215	40,746	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	868	A	—	—	Common Stock	868	41,614	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	530	A	—	—	Common Stock	530	42,144	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.