SEC Form 5 · accession 0001140361-15-006972

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

William G Buck

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	129	A	—	—	Common Stock	129	46,681	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	1	A	—	—	Common Stock	1	46,681	D
Deferred Stock Unit^F1	—	May 1, 2013	A	389	A	—	—	Common Stock	389	47,070	D
Deferred Stock Unit^F1	—	Jun 4, 2013	A	298	A	—	—	Common Stock	298	47,369	D
Deferred Stock Unit^F1	—	Jul 1, 2013	A	250	A	—	—	Common Stock	250	47,618	D
Deferred Stock Unit^F1	—	Aug 5, 2013	A	272	A	—	—	Common Stock	272	47,891	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	5	A	—	—	Common Stock	5	47,896	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	179	A	—	—	Common Stock	179	48,075	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	256	A	—	—	Common Stock	256	48,332	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	270	A	—	—	Common Stock	270	48,602	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	7	A	—	—	Common Stock	7	48,609	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	118	A	—	—	Common Stock	118	48,727	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	150	A	—	—	Common Stock	150	48,877	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	680	A	—	—	Common Stock	680	49,557	D
Deferred Stock Unit^F1	—	Feb 4, 2014	A	223	A	—	—	Common Stock	223	49,781	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	764	A	—	—	Common Stock	764	50,545	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	606	A	—	—	Common Stock	606	51,151	D
Deferred Stock Unit^F1	—	May 1, 2014	A	674	A	—	—	Common Stock	674	51,824	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	256	A	—	—	Common Stock	256	52,081	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	840	A	—	—	Common Stock	840	52,921	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	718	A	—	—	Common Stock	718	53,638	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	241	A	—	—	Common Stock	241	53,879	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	895	A	—	—	Common Stock	895	54,774	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	586	A	—	—	Common Stock	586	55,360	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	623	A	—	—	Common Stock	623	55,983	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	869	A	—	—	Common Stock	869	56,852	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	302	A	—	—	Common Stock	302	57,154	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	868	A	—	—	Common Stock	868	58,022	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	662	A	—	—	Common Stock	662	58,684	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.