SEC Form 5 · accession 0001140361-15-006969

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Christopher W Bergstrom

Officer — President, Cardinal Bank, N.A.

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Jan 14, 2014	A	112	A	—	—	Common Stock	112	12,541	D
Deferred Stock Unit^F1	—	Jan 31, 2014	A	119	A	—	—	Common Stock	119	12,660	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	60	A	—	—	Common Stock	60	12,721	D
Deferred Stock Unit^F1	—	Feb 13, 2014	A	119	A	—	—	Common Stock	119	12,840	D
Deferred Stock Unit^F1	—	Feb 27, 2014	A	126	A	—	—	Common Stock	126	12,966	D
Deferred Stock Unit^F1	—	Mar 13, 2014	A	119	A	—	—	Common Stock	119	13,085	D
Deferred Stock Unit^F1	—	Mar 31, 2014	A	123	A	—	—	Common Stock	123	13,208	D
Deferred Stock Unit^F1	—	Apr 14, 2014	A	125	A	—	—	Common Stock	125	13,333	D
Deferred Stock Unit^F1	—	Apr 29, 2014	A	131	A	—	—	Common Stock	131	13,464	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	67	A	—	—	Common Stock	67	13,531	D
Deferred Stock Unit^F1	—	May 14, 2014	A	133	A	—	—	Common Stock	133	13,664	D
Deferred Stock Unit^F1	—	May 30, 2014	A	126	A	—	—	Common Stock	126	13,790	D
Deferred Stock Unit^F1	—	Jun 12, 2014	A	120	A	—	—	Common Stock	120	13,910	D
Deferred Stock Unit^F1	—	Jun 30, 2014	A	119	A	—	—	Common Stock	119	14,029	D
Deferred Stock Unit^F1	—	Jul 14, 2014	A	120	A	—	—	Common Stock	120	14,149	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	64	A	—	—	Common Stock	64	14,212	D
Deferred Stock Unit^F1	—	Jul 30, 2014	A	121	A	—	—	Common Stock	121	14,334	D
Deferred Stock Unit^F1	—	Aug 14, 2014	A	123	A	—	—	Common Stock	123	14,457	D
Deferred Stock Unit^F1	—	Aug 29, 2014	A	122	A	—	—	Common Stock	122	14,579	D
Deferred Stock Unit^F1	—	Sep 12, 2014	A	120	A	—	—	Common Stock	120	14,700	D
Deferred Stock Unit^F1	—	Sep 29, 2014	A	128	A	—	—	Common Stock	128	14,827	D
Deferred Stock Unit^F1	—	Oct 14, 2014	A	127	A	—	—	Common Stock	127	14,954	D
Deferred Stock Unit^F1	—	Oct 30, 2014	A	115	A	—	—	Common Stock	115	15,069	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	80	A	—	—	Common Stock	80	15,150	D
Deferred Stock Unit^F1	—	Nov 13, 2014	A	115	A	—	—	Common Stock	115	15,265	D
Deferred Stock Unit^F1	—	Nov 28, 2014	A	120	A	—	—	Common Stock	120	15,384	D
Deferred Stock Unit^F1	—	Dec 12, 2014	A	116	A	—	—	Common Stock	116	15,501	D
Deferred Stock Unit^F1	—	Dec 30, 2014	A	9	A	—	—	Common Stock	9	15,510	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Executive Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.