SEC Form 5 · accession 0001140361-15-006962

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

B G Beck

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	93	A	—	—	Common Stock	93	31,067	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	0	A	—	—	Common Stock	0	31,068	D
Deferred Stock Unit^F1	—	May 1, 2013	A	381	A	—	—	Common Stock	381	31,448	D
Deferred Stock Unit^F1	—	Jun 4, 2013	A	133	A	—	—	Common Stock	133	31,581	D
Deferred Stock Unit^F1	—	Jul 1, 2013	A	83	A	—	—	Common Stock	83	31,664	D
Deferred Stock Unit^F1	—	Aug 5, 2013	A	91	A	—	—	Common Stock	91	31,755	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	3	A	—	—	Common Stock	3	31,758	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	164	A	—	—	Common Stock	164	31,922	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	151	A	—	—	Common Stock	151	32,073	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	225	A	—	—	Common Stock	225	32,298	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	5	A	—	—	Common Stock	5	32,303	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	118	A	—	—	Common Stock	118	32,421	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	68	A	—	—	Common Stock	68	32,489	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	483	A	—	—	Common Stock	483	32,972	D
Deferred Stock Unit^F1	—	Feb 4, 2014	A	164	A	—	—	Common Stock	164	33,136	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	212	A	—	—	Common Stock	212	33,348	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	323	A	—	—	Common Stock	323	33,671	D
Deferred Stock Unit^F1	—	May 1, 2014	A	494	A	—	—	Common Stock	494	34,165	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	169	A	—	—	Common Stock	169	34,334	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	840	A	—	—	Common Stock	840	35,174	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	246	A	—	—	Common Stock	246	35,420	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	159	A	—	—	Common Stock	159	35,579	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	554	A	—	—	Common Stock	554	36,133	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	146	A	—	—	Common Stock	146	36,280	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	267	A	—	—	Common Stock	267	36,547	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	514	A	—	—	Common Stock	514	37,060	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	197	A	—	—	Common Stock	197	37,257	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	641	A	—	—	Common Stock	641	37,898	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	227	A	—	—	Common Stock	227	38,125	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.