SEC Form 5 · accession 0001607062-18-000073
SUNVESTA, INC. · SVSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Rigendinger
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Mar 13, 2018 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 27, 2017 | A | 2,500,000 | $0.01 | A | 37,578,860 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr.Rigendinger was issued 2,500,000 shares of the Issuer's common stock as a retention award for 2017, pursuant to the terms and conditions of his employment agreement.