SEC Form 5 · accession 0001211524-17-000003
SUNVESTA, INC. · SVSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose Maria Figueres
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 10, 2017 · 1:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jul 30, 2015 | A | 500,000 | $0.00 | A | 500,000 | D | |
| COMMON STOCKF1 | Jul 30, 2015 | A | 200,000 | $0.00 | A | 700,000 | D | |
| COMMON STOCKF1 | Nov 8, 2016 | A | 200,000 | $0.00 | A | 900,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1JOSE MARIA FIGUERES WAS APPOINTED AS A DIRECTOR OF THE ISSUER EFFECTIVE MARCH 10, 2014, PURSUANT TO WHICH APPOINTMENT HE WAS ENTITLED TO 500,000 SHARES OF THE ISSUER'S COMMON STOCK ON APPOINTMENT AND AN ADDITIONAL 200,000 ON EACH ANNIVERSARY OF HIS SERVICE AS A DIRECTOR. THE SHARE ISSUANCES WERE VALUED AT $50,000, $20,000 AND $30,000 RESPECTIVELY.