SEC Form 4 · accession 0001266824-15-000102
WESTERN DIGITAL CORP · WDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Murphy
Officer — President, WD Subsidiary
Period of report
Jun 2, 2015
Accepted (ET)
Jun 3, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2015 | M | 2,766 | $38.63 | A | 55,448 | D | |
| Common Stock | Jun 2, 2015 | M | 2,162 | $68.49 | A | 57,610 | D | |
| Common Stock | Jun 2, 2015 | M | 1,307 | $72.44 | A | 58,917 | D | |
| Common StockF2 | Jun 2, 2015 | S | 6,235 | $96.9951 | D | 52,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $38.63 | Jun 2, 2015 | M | 2,766 | D | May 16, 2013 | May 16, 2019 | Common Stock | 2,766 | 11,063 | D |
| Employee Stock Option (right to buy)F4 | $68.49 | Jun 2, 2015 | M | 2,162 | D | Aug 14, 2014 | Aug 14, 2020 | Common Stock | 2,162 | 19,448 | D |
| Employee Stock Option (right to buy)F5 | $72.44 | Jun 2, 2015 | M | 1,307 | D | Aug 14, 2014 | Nov 13, 2020 | Common Stock | 1,307 | 11,770 | D |
Explanation of responses
- F1Includes 333 shares acquired under the issuer's Employee Stock Purchase Plan on May 31, 2015.
- F2Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $96.99 to a high of $97.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3The option vested 25% one year from the grant date of 5/16/2012, and an additional 6.25% vested at the end of each three-month period through 5/16/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 5/16/2016.
- F4The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 5/14/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.
- F5The option vested 25% on 8/14/2014 and an additional 6.25% vested at the end of each three-month period through 5/14/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.