SEC Form 4 · accession 0001209191-19-006599
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramon A Rodriguez
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 1, 2019 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | M | 5,480 | $0.00 | A | 5,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 31, 2019 | M | 5,480 | D | — | — | Common Stock | 5,480 | 0 | D |
Explanation of responses
- F1On 01/04/2016 ("Date of Grant"), the non-management Director was granted an award of 5,100 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 5,480 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2019.
- F2Based on 1 on 1 conversion.