SEC Form 4 · accession 0001209191-19-004355
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Goebel
Officer — CAO
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2019 | M | 2,000 | $30.15 | A | 8,186 | D | |
| Common StockF1 | Jan 17, 2019 | S | 2,000 | $74.25 | D | 6,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Jan 15, 2019 | A | 38 | A | — | — | Common Stock | 38 | 7,718 | D |
| Common Stock OptionF1 | $30.15 | Jan 17, 2019 | M | 2,000 | D | — | Feb 10, 2019 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1On 01/17/2019, Mr. Goebel exercised 2,000 options and sold 2,000 shares in accordance with his established Rule 10b5-1 Sales Plan executed on 10/31/2018, and having a Plan start date of 01/03/2019 and Plan end date of 01/18/2019. Under this non-qualified stock option grant awarded on 02/10/2012, 2,000 options were exercisable and fully vested as of 01/17/2019. Grant is due to expire on 02/10/2019.
- F2Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.
- F3Reflects dividend equivalents received on the Restricted Stock Units ("RSUs") as awarded pursuant to the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.
- F4A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.