SEC Form 4 · accession 0001209191-18-046523
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Slager
Officer — President and CEO · Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2018 | M | 91,334 | $27.55 | A | 378,023 | D | |
| Common StockF1 | Aug 10, 2018 | S | 91,334 | $73.0403 | D | 286,689 | D | |
| Common StockF2 | Aug 13, 2018 | M | 134,400 | $27.55 | A | 421,089 | D | |
| Common StockF2 | Aug 13, 2018 | S | 134,400 | $73.00 | D | 286,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $27.55 | Aug 10, 2018 | M | 91,334 | D | — | Jan 3, 2019 | Common Stock | 91,334 | 134,400 | D |
| Common Stock OptionF2 | $27.55 | Aug 13, 2018 | M | 134,400 | D | — | Jan 3, 2019 | Common Stock | 134,400 | 0 | D |
Explanation of responses
- F1On 08/10/2018, Mr. Slager exercised 91,334 options and sold such shares at the average sale price of $73.0403 in accordance with his established Rule 10b5-1 Sales Plan executed on 08/06/2018 ("Plan"), and having a Plan start date of 08/10/2018 and Plan end date of 01/03/2019. Under the non-qualified stock option grant dated 01/03/2012 and in accordance with the Plan, 225,734 options were fully vested and exercisable. The stock option grant is due to expire on 01/03/2019.
- F2On 08/13/2018, Mr. Slager exercised the remaining 134,400 options and sold such shares at the average sale price of $73.00 (no range) in accordance with his established Rule 10b5-1 Sales Plan executed on 08/06/2018 ("Plan"), and having a Plan start date of 08/10/2018 and Plan end date of 01/03/2019. Under the non-qualified stock option grant dated 01/03/2012 and in accordance with the Plan, 134,400 options were fully vested and exercisable following the 08/10/2018 transaction as reported in this Form 4. The stock option grant is due to expire on 01/03/2019.