SEC Form 4 · accession 0001209191-18-042588
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Serianni
Officer — EVP Chief Financial Officer
Period of report
Jul 12, 2018
Accepted (ET)
Jul 13, 2018 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 12, 2018 | M | 9,500 | $30.15 | A | 46,143 | D | |
| Common StockF1 | Jul 12, 2018 | S | 9,500 | $70.00 | D | 36,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $30.15 | Jul 12, 2018 | M | 9,500 | D | — | Feb 10, 2019 | Common Stock | 9,500 | 0 | D |
Explanation of responses
- F1On 07/12/2018, Mr. Serianni exercised 9,500 options and sold such shares at the sale price of $70 per share, in accordance with his established Rule 10b5-1 Sales Plan executed on 02/20/2018 ("Plan"), and having a Plan start date of 02/26/2018 and Plan end date of 02/08/2019. Under the non-qualified stock option grant and in accordance with the Plan, 9,500 options remained fully vested and exercisable. The stock option grant was due to expire on 02/10/2019.