SEC Form 4 · accession 0001209191-18-002508
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Goebel
Officer — CAO
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2018 | M | 2,000 | $29.84 | A | 6,696 | D | |
| Common StockF1 | Jan 4, 2018 | S | 2,000 | $67.88 | D | 4,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $29.84 | Jan 4, 2018 | M | 2,000 | D | — | Feb 15, 2018 | Common Stock | 2,000 | 6,000 | D |
Explanation of responses
- F1On 01/04/2018 Mr. Goebel exercised 2,000 options and sold 2,000 shares in accordance with his established Rule 10b5-1 Sales Plan executed on 11/30/2017, and having a Plan start date of 01/04/2018 and Plan end date of 01/24/2018. Under this non-qualified stock option grant as awarded on 02/15/2011, 8,000 options were exercisable and fully vested. Grant is due to expire on 02/15/2018.