SEC Form 4 · accession 0001209191-17-054454
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catharine D Ellingsen
Officer — EVP/Chief Legal Officer/Sec
Period of report
Sep 29, 2017
Accepted (ET)
Sep 29, 2017 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | M | 5,700 | $30.15 | A | 8,007 | D | |
| Common StockF2 | Sep 29, 2017 | M | 8,550 | $31.12 | A | 16,557 | D | |
| Common StockF3 | Sep 29, 2017 | S | 14,250 | $66.0184 | D | 2,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $30.15 | Sep 29, 2017 | M | 5,700 | D | — | Feb 10, 2019 | Common Stock | 0 | 0 | D |
| Common Stock OptionF2 | $31.12 | Sep 29, 2017 | M | 8,550 | D | — | Feb 8, 2020 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1On 09/29/2017, Ms. Ellingsen exercised 5,700 options and sold all such shares. Under the non-qualified stock option grant dated 02/10/2012, 5,700 options were exercisable and due to expire on 02/10/2019. There are no other outstanding options under this grant.
- F2On 09/29/2017, Ms. Ellingsen exercised 8,550 options and sold all such shares. Under the non-qualified stock option grant dated 02/08/2013, 8,550 options were exercisable and due to expire on 02/08/2020. There are no other outstanding options under this grant.
- F3On 09/29/2017, Ms. Ellingsen sold a total of 14,250 shares of the Company's common stock with an average price of $66.018406.