SEC Form 4 · accession 0001209191-17-014516
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Serianni
Officer — EVP Chief Financial Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 24, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 9,500 | $29.84 | A | 39,893 | D | |
| Common StockF1 | Feb 24, 2017 | S | 9,500 | $61.4344 | D | 30,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $29.84 | Feb 24, 2017 | M | 9,500 | D | — | Feb 15, 2018 | Common Stock | 9,500 | 0 | D |
Explanation of responses
- F1On 02/24/2017, Mr. Serianni exercised and sold 9,500 options in accordance with his established Rule 10b5-1 Sales Plan executed on 02/21/2017, and having a Plan start date of 02/24/2017 and Plan end date of 08/25/2017. Under the non-qualified stock option grant, 9,500 options were granted on 02/15/2011 and fully vested and exercisable,and the grant was due to expire on 02/15/2018. The 9,500 shares sold at an average sale price of $61.4344.