SEC Form 4 · accession 0001209191-16-147550
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Slager
Officer — President and CEO · Director
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | M | 48,970 | $28.69 | A | 257,367 | D | |
| Common StockF2 | Oct 28, 2016 | M | 115,658 | $28.68 | A | 373,025 | D | |
| Common StockF1,F2 | Oct 28, 2016 | S | 164,628 | $52.00 | D | 208,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $28.69 | Oct 28, 2016 | M | 48,970 | D | — | Dec 5, 2016 | Common Stock | 48,970 | 0 | D |
| Common Stock OptionF2 | $28.68 | Oct 28, 2016 | M | 115,658 | D | — | Jan 4, 2017 | Common Stock | 115,658 | 0 | D |
Explanation of responses
- F1On 10/28/2016, Mr. Slager exercised 48,970 options and sold such shares at the sale price of $52.00 in accordance with his established Rule 10b5-1 Sales Plan executed on 08/12/2016, and having a Plan start date of 08/18/2016 and Plan end date of 01/04/2017. Under the non-qualified stock option grant, 48,970 options were fully vested and exercisable as of 10/28/2016, and the grant was due to expire on 12/05/2016. There are no other outstanding options under this grant.
- F2On 10/28/2016, Mr. Slager exercised 115,658 options and sold such shares at the sale price of $52.00 in accordance with his established Rule 10b5-1 Sales Plan executed on 08/12/2016, and having a Plan start date of 08/18/2016 and Plan end date of 01/04/2017. Under the non-qualified stock option grant, 115,658 options were fully vested and exercisable as of 10/28/2016, and the grant was due to expire on 01/04/2017. There are no other outstanding options under this grant.