SEC Form 4 · accession 0001209191-16-130322
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Goebel
Officer — CAO
Period of report
Jun 30, 2016
Accepted (ET)
Jun 30, 2016 · 9:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | M | 5,500 | $27.02 | A | 7,671 | D | |
| Common StockF1 | Jun 30, 2016 | S | 2,070 | $50.45 | D | 5,601 | D | |
| Common StockF1 | Jun 30, 2016 | S | 1,710 | $51.30 | D | 3,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $27.02 | Jun 30, 2016 | M | 5,500 | D | — | Feb 16, 2017 | Common Stock | 5,500 | 2,500 | D |
Explanation of responses
- F1On 06/30/2016, Mr. Goebel exercised 5,500 options and sold 3,780 shares in accordance with his established Rule 10b5-1 Sales Plan executed on 06/27/2016, and having a Plan start date of 06/29/2016 and Plan end date of 11/11/2016. There remains 2,500 stock options eligible to exercise/sell under the Plan.
- F2Under this non-qualified stock option grant as awarded on 02/16/2010, all outstanding 8,000 options were exercisable and fully vested.