SEC Form 4 · accession 0001209191-16-103569
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Serianni
Officer — EVP Chief Financial Officer
Period of report
Feb 29, 2016
Accepted (ET)
Feb 29, 2016 · 8:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 29, 2016 | M | 9,500 | $27.02 | A | 34,789 | D | |
| Common StockF1 | Feb 29, 2016 | S | 9,500 | $46.1101 | D | 25,289 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $27.02 | Feb 29, 2016 | M | 9,500 | D | — | Feb 16, 2017 | Common Stock | 9,500 | 0 | D |
Explanation of responses
- F1On 02/29/2016, Mr. Serianni exercised and sold 9,500 options in accordance with his established Rule 10b5-1 Sales Plan executed on 02/23/2016, and having a Plan start date of 02/29/2016 and Plan end date of 02/16/2017. Under the non-qualified stock option grant, 9,500 options were fully vested and exercisable,and the grant was due to expire on 02/16/2017. The 9,500 shares sold at an average market price of $46.1101.