SEC Form 4 · accession 0001209191-17-007400
KINDRED HEALTHCARE, INC · KND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Causby
Officer — EVP & Pres., Kindred at Home
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2017 | M | 17,692 | — | A | 179,162 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 2, 2017 | M | 17,692 | D | — | — | Common Stock | 17,692 | 17,692 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On February 2, 2015, pursuant to his Employment Agreement, the reporting person was granted 53,077 restricted stock units, vesting in three equal annual installments beginning February 2, 2016.