SEC Form 4 · accession 0001209191-15-034684

POZEN INC /NC · POZN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Apr 15, 2015

Accepted (ET)

Apr 16, 2015 · 6:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001059790

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Apr 15, 2015	M	9,563	$4.64	A	63,338	D
Common Stock^F2,F3	Apr 15, 2015	S	9,563	$8.612	D	53,775	D
Common Stock	Apr 15, 2015	M	2,957	$4.64	A	56,732	D
Common Stock^F2,F3	Apr 15, 2015	S	2,957	$8.612	D	53,775	D
Common Stock	Apr 15, 2015	M	12,480	$5.33	A	66,255	D
Common Stock^F2,F3	Apr 15, 2015	S	12,480	$8.612	D	53,775	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$4.64	Apr 15, 2015	M	9,563	D	—	Mar 13, 2019	Common Stock	9,563	2,957	D
Employee Stock Option (right to buy)^F4	$4.64	Apr 15, 2015	M	2,957	D	—	Mar 13, 2019	Common Stock	2,957	0	D
Employee Stock Option (right to buy)^F5	$5.33	Apr 15, 2015	M	12,480	D	—	Mar 15, 2020	Common Stock	12,480	48,595	D

F1Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.5 to $8.11.
F3The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
F4The option vests in four equal annual installments, with the initial vesting date occurring on March 13, 2010.
F5The option vests in four equal annual installments, with the initial vesting date occurring on March 15, 2011.

Sr. VP, Gen. Cnsl. and Secretary