SEC Form 4 · accession 0001104659-16-091019
POZEN INC /NC · POZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur S Kirsch
Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2016 | M | 6,107 | $5.40 | A | 58,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $5.40 | Jan 20, 2016 | M | 6,107 | D | Jun 6, 2013 | — | Common Stock | 6,107 | 0 | D |
Explanation of responses
- F1The option shall expire on the earlier of the third anniversary of the termination of the reporting person's services, or ten years following the date of grant.