SEC Form 4 · accession 0001104659-15-078424
POZEN INC /NC · POZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian Adams
Officer — Chief Executive Officer · Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 9:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 11, 2015 | P | 551,471 | $6.4495 | A | 2,496,359 | D | |
| Common StockF2,F3 | Nov 12, 2015 | P | 448,529 | $6.6792 | A | 2,944,888 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. The prices actually paid by the reporting person in this transaction range from $5.99 to $6.705.
- F2The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range reported.
- F3The price in column 4 is a weighted average price. The prices actually paid by the reporting person in this transaction range from $6.325 to $6.89.