SEC Form 4 · accession 0001104659-15-071953
POZEN INC /NC · POZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur S Kirsch
Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 21, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2015 | M | 6,107 | $3.84 | A | 46,398 | D | |
| Common Stock | Oct 20, 2015 | M | 6,107 | $4.44 | A | 52,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.84 | Oct 20, 2015 | M | 6,107 | D | Jun 9, 2012 | Jun 9, 2021 | Common Stock | 6,107 | 0 | D |
| Stock Option | $4.44 | Oct 20, 2015 | M | 6,107 | D | Jun 6, 2014 | Jun 6, 2023 | Common Stock | 6,107 | 0 | D |