SEC Form 3 · accession 0001572382-16-000005
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per share ("Common Stock")F1 | holding | — | — | — | 1,422,789 | D |
Table II — derivative securities
Explanation of responses
- F1See Remarks
Remarks
(1) These securities held by Glen Capital Partners Focus Fund, L.P. (f/k/a Glen Capital Partners Fund I, L.P., the "Fund") were previously reported on a Form 4 filed as of June 2, 2015 as indirect holdings of Gregory L. Summe, who is a Director of the issuer. Mr. Summe is the Sole Member of Glen Capital Partners GP LLC, the general partner of the Fund (the "GP"), and the Sole Member and Managing Partner of Glen Capital Partners LLC, the Fund's investment manager (the "Manager"). These securities were also reported as holdings of the Fund on a Schedule 13D/A filed as of June 2, 2015. The GP, the Manager and Mr. Summe may be deemed to beneficially own the securities reported above in their respective capacities as the general partner of the Fund, the adviser to the Fund, and the sole member of each of the GP and the Manager. This filing confirms that the shares held by the reporting persons make such persons "10% Owners" of the Common Stock. There has been no change in the number of shares held by the Fund or the voting or dispositive powers of the GP, the Manager or Mr. Summe over the Fund's shares since June 2, 2015. The GP, the Manager, and Mr. Summe disclaim any beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein.