SEC Form 4 · accession 0001140361-16-083341
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G. Korte
Officer — CEO & PRESIDENT · Director
Period of report
Oct 21, 2016
Accepted (ET)
Oct 24, 2016 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF1 | Oct 21, 2016 | A | 1,550 | $7.45 | A | 187,176 | D | |
| Common Stock, par value $0.02 per shareF1 | Oct 21, 2016 | A | 200 | $7.46 | A | 187,376 | D | |
| Common Stock, par value $0.02 per shareF1 | Oct 21, 2016 | A | 400 | $7.47 | A | 187,776 | D | |
| Common Stock, par value $0.02 per shareF1 | Oct 21, 2016 | A | 300 | $7.48 | A | 188,076 | D | |
| Common Stock, par value $0.02 per shareF1 | Oct 21, 2016 | A | 100 | $7.49 | A | 188,176 | D | |
| Common Stock, par value $0.02 per shareF1 | Oct 21, 2016 | A | 100 | $7.50 | A | 188,276 | D | |
| Common Stock, par value $0.02 per shareF2 | holding | — | — | — | 737 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on or about August 10, 2016.
- F2Based upon information from the plan administrator as of October 20, 2016.