SEC Form 4 · accession 0001140361-16-081374
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G. Korte
Officer — CEO & PRESIDENT · Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 200 | $7.13 | A | 177,876 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 200 | $7.14 | A | 178,076 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 500 | $7.15 | A | 178,576 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 450 | $7.16 | A | 179,026 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 300 | $7.17 | A | 179,326 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 100 | $7.18 | A | 179,426 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 400 | $7.19 | A | 179,826 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 300 | $7.24 | A | 180,126 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 100 | $7.27 | A | 180,226 | D | |
| Common Stock, par value $0.02 per shareF1 | Sep 30, 2016 | A | 100 | $7.28 | A | 180,326 | D | |
| Common Stock, par value $0.02 per shareF2 | holding | — | — | — | 737 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on or about August 10, 2016.
- F2Based upon information from the plan administrator as of September 30, 2016.