SEC Form 4 · accession 0001140361-16-080389
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Alfaro
Officer — CHIEF HUMAN RESOURCES OFFICER
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 12:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF1 | Sep 19, 2016 | A | 11,356 | $7.75 | A | 15,573 | D | |
| Common Stock, par value $0.02 per shareF2 | holding | — | — | — | 219 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted pursuant to the LMI Aerospace, Inc. 2015 Incentive Compensation Plan and is subject to vesting for time and/or Company performance metrics. Ms. Alfaro accepted this stock grant effective September 19, 2016.
- F2Based on information from the Plan Administrator as of September 20, 2016.