SEC Form 4 · accession 0001140361-16-079167
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G. Korte
Officer — CEO & PRESIDENT · Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF1 | Sep 6, 2016 | A | 70,969 | $7.75 | A | 175,026 | D | |
| Common Stock, par value $0.02 per shareF2 | holding | — | — | — | 737 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted pursuant to the LMI Aerospace, Inc. 2015 Incentive Compensation Plan and is subject to vesting for time and/or Company performance metrics. Mr. Korte accepted this stock grant effective September 6, 2016.
- F2Based upon information from the plan administrator as of September 2, 2016.