SEC Form 4 · accession 0001140361-16-076158
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Saks
Other
Period of report
Feb 5, 2016
Accepted (ET)
Aug 12, 2016 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF1,F2 | Feb 5, 2016 | G | 36,000 | $0.00 | D | 234,544 | D | |
| Common Stock, par value $0.02 per shareF2 | Feb 17, 2016 | G | 5,130 | $0.00 | D | 229,414 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Aggregate of multiple gifts effective on the same date, and made for estate planning purposes.
- F2This disposition of shares of common stock by gift was not previously reported on a Form 4 pursuant to Rules 16a-3(f) and Rule 16b-5. However, the beneficial ownership of the reporting person reported in Form 4s filed after the gifts were effected reflected the gifts. This disposition by gift is now being voluntarily reported early in this Form 4.