SEC Form 4 · accession 0001140361-16-071987
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Kent Schaffer
Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 8, 2016 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF1,F2 | Jul 7, 2016 | A | 11,703 | $0.00 | A | 19,063 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted in June 2016, which are subject to deferral pursuant to the LMI Aerospace, Inc. Non-Qualified Deferred Compensation Plan for Senior Executives and Outside Directors, as are the 6,129 shares reported by Mr. Schaffer on his Form 4 filed in July 2015. Mr. Schaffer delivered his acceptance of the terms of the grant on July 7, 2016.
- F2The shares of restricted stock granted to Mr. Schaffer represented the annual restricted stock grant awarded to the Company's non-employee directors and were granted at an effective price per share of $8.55.