SEC Form 5 · accession 0001140361-16-052471
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Saks
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.02 per shareF1,F2 | Jan 2, 2015 | G | 26,460 | $0.00 | D | 270,544 | D | |
| Common stock, par value $0.02 per shareF1,F2 | Mar 17, 2015 | G | 90,000 | $0.00 | D | 270,544 | D | |
| Common stock, par value $0.02 per shareF3,F2 | Sep 9, 2015 | S | 2,000 | $11.674 | D | 270,544 | D | |
| Common stock, par value $0.02 per shareF3,F2 | Sep 9, 2015 | S | 2,000 | $11.6318 | D | 270,544 | D | |
| Common stock, par value $0.02 per shareF3,F2 | Sep 9, 2015 | S | 790 | $11.6994 | D | 270,544 | D | |
| Common stock, par value $0.02 per shareF4,F2 | Dec 29, 2015 | G | 27,000 | $0.00 | D | 270,544 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Aggregate of multiple gifts effective on the same date and made for estate planning purposes.
- F2Beneficial ownership is reported as of December 31, 2015, and gives effect to other transactions that were effected in 2015 and (i) previously reported by the reporting person on a Form 4, (ii) not properly reported by the reporting person on a Form 4, or (iii) not required to be reported by the reporting person on a Form 4.
- F3This transfer was previously referenced by the reporting person in Explanation of Responses (2) on a Form 4 filed on December 28, 2015.
- F4This transfer was previously referenced by the reporting person in Explanation of Responses (2) on a Form 4 filed on January 4, 2016.