SEC Form 4 · accession 0001140361-15-045744
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Saks
Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.02 per shareF2 | Dec 23, 2015 | S | 400 | $10.11 | D | 335,244 | D | |
| Common stock, par value $0.02 per shareF2 | Dec 24, 2015 | S | 2,300 | $10.10 | D | 332,944 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
- F2Sales of 4,790 shares effected on September 9, 2015 inadvertently have not been previously reported by the reporting person, and the effect of such sales was not reflected in each Form 4 filed by the reporting person since that date. The number of shares shown in Column 5 gives effect to the September 9, 2015 sales.