SEC Form 4 · accession 0001140361-15-026813
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G. Korte
Officer — CEO & President
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.02 per shareF1 | Jul 1, 2015 | A | 21,684 | $11.53 | A | 53,039 | D | |
| Common stock, par value $0.02 per shareF2 | Jul 1, 2015 | A | 26,018 | $11.53 | A | 79,057 | D | |
| Common stock, par value $0.02 per shareF3 | holding | — | — | — | 67 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted pursuant to the Company's 2005 Long Term Incentive Plan that is subject to time based vesting. Mr. Korte accepted this stock grant effective July 1, 2015.
- F2Restricted stock granted pursuant to the Company's 2005 Long Term Incentive Plan that is subject to vesting based on defined Company performance metrics. Mr. Korte accepted this stock grant effective July 1, 2015.
- F3Based upon information from the plan administrator as of June 24, 2015.