SEC Form 5 · accession 0001140361-15-006385
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Saks
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Mar 30, 2014 | G | 94,500 | $0.00 | D | 865,589 | D | |
| Common stockF2 | Jun 16, 2014 | G | 4,422 | $0.00 | D | 865,589 | D | |
| Common stockF2 | Dec 18, 2014 | G | 4,000 | $0.00 | D | 865,589 | D | |
| Common stockF2 | Dec 24, 2014 | G | 25,200 | $0.00 | D | 865,589 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Aggregate of multiple gifts effective on the same date and made for estate planning purposes.
- F2Beneficial ownership is reported as of December 31, 2014, and therefore gives effect to other transactions that were effected in 2014 and previously reported by the reporting person on a Form 4.