SEC Form 4 · accession 0001140361-15-001837
LMI AEROSPACE INC · LMIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Saks
Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 14, 2015 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.02 per shareF2 | Jan 13, 2015 | S | 800 | $14.42 | D | 838,329 | D | |
| Common stock, par value $0.02 per shareF2 | Jan 13, 2015 | S | 200 | $14.39 | D | 838,129 | D | |
| Common stock, par value $0.02 per shareF2 | Jan 13, 2015 | S | 100 | $14.38 | D | 838,029 | D | |
| Common stock, par value $0.02 per shareF2 | Jan 13, 2015 | S | 2,200 | $14.30 | D | 835,829 | D | |
| Common stock, par value $0.02 per shareF3 | holding | — | — | — | 65 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014, and amended on or about November 11, 2014.
- F2Mr. Saks' beneficial ownership reported in this Form 4 gives effect to certain gifts of stock effected on or about January 2, 2015, and that have not been reported in a Form 4 pursuant to Rules 16a-3(f) and Rule 16b-5.
- F3Based upon information from the plan administrator as of March 25, 2014.