SEC Form 4 · accession 0001481153-26-000016
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Fauber
Officer — President and CEO · Director
Period of report
Aug 3, 2026
Accepted (ET)
Aug 4, 2026 · 4:12 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2026 | S | 300 | $484.30 | D | 51,964 | D | |
| Common Stock | Aug 3, 2026 | M | 592 | $113.34 | A | 52,556 | D | |
| Common Stock | Aug 3, 2026 | M | 575 | $167.50 | A | 53,131 | D | |
| Common Stock | Aug 3, 2026 | S | 1,167 | $484.30 | D | 51,964 | D | |
| Common Stock | holding | — | — | — | 22,325 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $113.34 | Aug 3, 2026 | M | 592 | D | Feb 23, 2018 | Feb 23, 2027 | Common Stock | 592 | 643 | D |
| Employee Stock Option (right to buy)F3 | $167.50 | Aug 3, 2026 | M | 575 | D | Feb 16, 2019 | Feb 16, 2028 | Common Stock | 575 | 1,147 | D |
Explanation of responses
- F1Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
- F2Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
- F3One fourth of options vest each year beginning with the date indicated.