SEC Form 4 · accession 0001209191-19-016373
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Almeida
Officer — President, Moody's Analytics
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | A | 11,380 | $0.00 | A | 161,887 | D | |
| Common StockF2 | Mar 1, 2019 | F | 6,577 | $175.32 | D | 155,310 | D | |
| Common StockF3 | holding | — | — | — | 17,926 | I | 401-K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.
- F2Disposition of shares to satisfy tax withholding obligation.
- F3As of the last statement dated December 31, 2018.