SEC Form 4 · accession 0001209191-19-014204
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline Sullivan
Officer — SVP-Corporate Controller
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2019 | A | 374 | $173.58 | A | 1,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $173.58 | Feb 25, 2019 | A | 1,508 | A | Feb 25, 2020 | Feb 25, 2029 | Common Stock | 1,508 | 1,508 | D |
Explanation of responses
- F1Exempt grant of restricted stock units.
- F2One fourth of options vest each year beginning with the date indicated.