SEC Form 4 · accession 0001209191-18-056154
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Kaye
Officer — SVP & Chief Financial Officer
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2018 | A | 1,473 | $156.14 | A | 8,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $156.14 | Oct 23, 2018 | A | 5,493 | A | Oct 23, 2019 | Oct 23, 2028 | Common Stock | 5,493 | 0 | D |
Explanation of responses
- F1Exempt grant of restricted stock units.
- F2One fourth of options vest each year beginning with the date indicated.