SEC Form 4 · accession 0001209191-18-030615
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond W McDaniel
Officer — President and CEO · Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 14, 2018 | S | 7,700 | $172.88 | D | 126,025 | D | |
| Common StockF3 | May 14, 2018 | S | 2,000 | $174.043 | D | 124,025 | D | |
| Common Stock | May 14, 2018 | S | 300 | $174.655 | D | 123,725 | D | |
| Common Stock | May 14, 2018 | G | 33,080 | $0.00 | D | 100,000 | I | Trust 1 |
| Common Stock | May 14, 2018 | G | 33,080 | $0.00 | A | 33,080 | I | Trust 2 |
| Common StockF4 | holding | — | — | — | 1,584 | I | 401-K | |
| Common Stock | holding | — | — | — | 2,000 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan.
- F2The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $172.52 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.52 to $174.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4As of the last statement dated March 31, 2018.