Form4insider filings, from the source

SEC Form 4 · accession 0001209191-18-029515

MOODYS CORP /DE/ · MCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Blair Worrall
Officer — SVP-Ratings Delivery and Data
Period of report
May 10, 2018
Accepted (ET)
May 11, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockMay 10, 2018M3,366$79.55A18,509D
Common StockF1May 10, 2018S3,366$173.898D15,143D
Common StockMay 10, 2018M2,496$98.01A17,639D
Common StockF2May 10, 2018S2,496$173.796D15,143D
Common StockF3holding———27I401-K

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Employee Stock Options (right to buy)F4$79.55May 10, 2018M3,366DFeb 12, 2015Feb 12, 2024Common Stock3,3660D
Employee Stock Options (right to buy)F4$98.01May 10, 2018M2,496DFeb 11, 2016Feb 11, 2025Common Stock2,4960D

Explanation of responses