SEC Form 4 · accession 0001209191-18-017190
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Crimmins
Officer — SVP-Corporate Controller
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2018 | M | 486 | $113.34 | A | 4,352 | D | |
| Common Stock | Mar 5, 2018 | S | 486 | $167.115 | D | 3,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $113.34 | Mar 5, 2018 | M | 486 | D | Feb 23, 2018 | Feb 23, 2027 | Common Stock | 486 | 0 | D |
Explanation of responses
- F1One fourth of options vest each year beginning with the date indicated.