SEC Form 4 · accession 0001209191-18-016376
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Goggins
Officer — EVP and General Counsel
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | A | 4,742 | $0.00 | A | 62,241 | D | |
| Common StockF2 | Mar 1, 2018 | F | 2,322 | $166.82 | D | 59,919 | D | |
| Common StockF3 | holding | — | — | — | 1,582 | I | 401-K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Receipt of shares acquired upon settlement of 2015-2017 Performance Shares.
- F2Disposition of shares to satisfy tax withholding obligation.
- F3As of the last statement dated December 31, 2017.