SEC Form 4 · accession 0001209191-18-011989
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Almeida
Officer — President, Moody's Analytics
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2018 | A | 2,006 | $167.50 | A | 146,862 | D | |
| Common StockF2 | holding | — | — | — | 17,682 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $167.50 | Feb 16, 2018 | A | 7,325 | A | Feb 16, 2019 | Feb 16, 2028 | Common Stock | 7,325 | 7,325 | D |
Explanation of responses
- F1Exempt grant of restricted stock units.
- F2As of the last statement dated December 31, 2017.
- F3One fourth of the options vest each year beginning with the date indicated.