SEC Form 4 · accession 0001209191-17-019211
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Cantor
Officer — Chief Risk Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | S | 5,076 | $112.662 | D | 56,222 | D | |
| Common StockF2 | holding | — | — | — | 0 | I | 401-K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $112.65 to $112.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2As of last statement dated December 31, 2016.