SEC Form 4 · accession 0001209191-17-016496
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Almeida
Officer — President, Moody's Analytics
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | A | 7,589 | $112.91 | A | 149,847 | D | |
| Common StockF2 | Mar 1, 2017 | F | 4,237 | $112.91 | D | 145,610 | D | |
| Common StockF3 | holding | — | — | — | 17,603 | I | 401-K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Receipt of shares acquired upon settlement of 2014-2016 Performance Shares.
- F2Disposition of vested performance shares.
- F3As of last statement dated December 31, 2016.