SEC Form 5 · accession 0001209191-17-009513
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A McKinnell
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | G | 40,436 | $0.00 | D | 80,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted to a charitable foundation that is controlled by the reporting person. Effective upon such transfer, the reporting person ceased to have a beneficial pecuniary interest in such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.