SEC Form 4 · accession 0001209191-16-143590
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Westlake
Officer — SVP & Chief HR Officer
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | S | 1,095 | $108.37 | D | 23,170 | D | |
| Common StockF2 | holding | — | — | — | 45 | I | 401-K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares pursuant to a Rule 10b5-1 Plan
- F2As of the last statement dated September 30, 2016.